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Critical appraisal.

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Some reviews require a critical appraisal for each study that makes it through the screening process. This involves a risk of bias assessment and/or a quality assessment. The goal of these reviews is not just to find all of the studies, but to determine their methodological rigor, and therefore, their credibility.

"Critical appraisal is the balanced assessment of a piece of research, looking for its strengths and weaknesses and them coming to a balanced judgement about its trustworthiness and its suitability for use in a particular context." 1

It's important to consider the impact that poorly designed studies could have on your findings and to rule out inaccurate or biased work.

Selection of a valid critical appraisal tool, testing the tool with several of the selected studies, and involving two or more reviewers in the appraisal are good practices to follow.

1. Purssell E, McCrae N. How to Perform a Systematic Literature Review: A Guide for Healthcare Researchers, Practitioners and Students. 1st ed. Springer ;  2020.

Evaluation Tools

  • The Appraisal of Guidelines for Research & Evaluation Instrument (AGREE II) The Appraisal of Guidelines for Research & Evaluation Instrument (AGREE II) was developed to address the issue of variability in the quality of practice guidelines.
  • Centre for Evidence-Based Medicine (CEBM). Critical Appraisal Tools "contains useful tools and downloads for the critical appraisal of different types of medical evidence. Example appraisal sheets are provided together with several helpful examples."
  • Critical Appraisal Skills Programme (CASP) Checklists Critical Appraisal checklists for many different study types
  • Critical Review Form for Qualitative Studies Version 2, developed out of McMaster University
  • Development of a critical appraisal tool to assess the quality of cross-sectional studies (AXIS) Downes MJ, Brennan ML, Williams HC, et al. Development of a critical appraisal tool to assess the quality of cross-sectional studies (AXIS). BMJ Open 2016;6:e011458. doi:10.1136/bmjopen-2016-011458
  • Downs & Black Checklist for Assessing Studies Downs, S. H., & Black, N. (1998). The Feasibility of Creating a Checklist for the Assessment of the Methodological Quality Both of Randomised and Non-Randomised Studies of Health Care Interventions. Journal of Epidemiology and Community Health (1979-), 52(6), 377–384.
  • GRADE The Grading of Recommendations Assessment, Development and Evaluation (GRADE) working group "has developed a common, sensible and transparent approach to grading quality (or certainty) of evidence and strength of recommendations."
  • Grade Handbook Full handbook on the GRADE method for grading quality of evidence.
  • MAGIC (Making GRADE the Irresistible choice) Clear succinct guidance in how to use GRADE
  • Joanna Briggs Institute. Critical Appraisal Tools "JBI’s critical appraisal tools assist in assessing the trustworthiness, relevance and results of published papers." Includes checklists for 13 types of articles.
  • Latitudes Network This is a searchable library of validity assessment tools for use in evidence syntheses. This website also provides access to training on the process of validity assessment.
  • Mixed Methods Appraisal Tool A tool that can be used to appraise a mix of studies that are included in a systematic review - qualitative research, RCTs, non-randomized studies, quantitative studies, mixed methods studies.
  • RoB 2 Tool Higgins JPT, Sterne JAC, Savović J, Page MJ, Hróbjartsson A, Boutron I, Reeves B, Eldridge S. A revised tool for assessing risk of bias in randomized trials In: Chandler J, McKenzie J, Boutron I, Welch V (editors). Cochrane Methods. Cochrane Database of Systematic Reviews 2016, Issue 10 (Suppl 1). dx.doi.org/10.1002/14651858.CD201601.
  • ROBINS-I Risk of Bias for non-randomized (observational) studies or cohorts of interventions Sterne J A, Hernán M A, Reeves B C, Savović J, Berkman N D, Viswanathan M et al. ROBINS-I: a tool for assessing risk of bias in non-randomised studies of interventions BMJ 2016; 355 :i4919 doi:10.1136/bmj.i4919
  • Scottish Intercollegiate Guidelines Network. Critical Appraisal Notes and Checklists "Methodological assessment of studies selected as potential sources of evidence is based on a number of criteria that focus on those aspects of the study design that research has shown to have a significant effect on the risk of bias in the results reported and conclusions drawn. These criteria differ between study types, and a range of checklists is used to bring a degree of consistency to the assessment process."
  • The TREND Statement (CDC) Des Jarlais DC, Lyles C, Crepaz N, and the TREND Group. Improving the reporting quality of nonrandomized evaluations of behavioral and public health interventions: The TREND statement. Am J Public Health. 2004;94:361-366.
  • Assembling the Pieces of a Systematic Reviews, Chapter 8: Evaluating: Study Selection and Critical Appraisal.
  • How to Perform a Systematic Literature Review, Chapter: Critical Appraisal: Assessing the Quality of Studies.

Other library guides

  • Duke University Medical Center Library. Systematic Reviews: Assess for Quality and Bias
  • UNC Health Sciences Library. Systematic Reviews: Assess Quality of Included Studies
  • Last Updated: Aug 12, 2024 8:26 AM
  • URL: https://guides.lib.utexas.edu/systematicreviews

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Deciding what to include in your review through critical appraisal

Once you have narrowed down your pool of results, it's time to begin critically appraising your articles.  Using a checklist helps you scrutinise articles in a consistent, structured way.  

Questions to consider include: 

  • Are the aims of the study clearly stated?
  • Is the study design suitable for the aims?
  • Are the measurements and methods used clearly described?
  • Are the correct measurement tools used?
  • Are the statistical methods described?
  • Was the sample size adequate? 
  • Are the methods overall described in enough detail that you could replicate the study?
  • Does the discussion overall reflect the results?
  • Who funded this study?
  • What are the specific limitations of what can be concluded from the study?

Working through the questions will help you identify the strengths and weakness of each article, and also identify points to draw on when you write about the literature. 

  • DOWNLOAD THE CRITICAL APPRAISAL CHECKLIST

Additional critical appraisal checklists

critical appraisal of literature reviews

REFLECT provides a  checklist for evaluating randomized control trials in livestock and food safety. 

critical appraisal of literature reviews

CASP provides  checklists  for critical appraisal of studies related to health.

critical appraisal of literature reviews

JBI provides checklists for critical appraisal of studies related to health.

Documenting critical appraisal decisions

As you closely examine full articles, you will be making judgements about why to include  or exclude  each study from your review.  Documenting your reasoning will help you reassure yourself and demonstrate to others that you have been systematic and unbiased in your appr aisal decisions.

critical appraisal of literature reviews

Keeping track of what you have excluded, and why, will be very helpful if you must defend your work—for instance, if your literature review is part of a dissertation or thesis. 

critical appraisal of literature reviews

Pulling all the literature you will include in your review into a single chart is a good way to begin to synthesise the literature. 

  • DOWNLOAD THE FULL TEXT SCREENING CHART

Best practice!

BEST PRACTICE RECOMMENDATION :  If you include any direct quotes in your chart (or in any notes) be sure to use quotation marks so that you don’t later mistake the words for your own.

BEST PRACTICE RECOMMENDATION: The more carefully you record each of the steps of your process, the more easily reproducible it will be. This is especially important for research abstracts and articles found in conference proceedings.

  • << Previous: 6. Paper acquisition
  • Next: Further resources >>
  • Last Updated: May 17, 2024 5:48 PM
  • URL: https://ifis.libguides.com/literature_search_best_practice

Conducting a Literature Review

  • Literature Review
  • Developing a Topic
  • Planning Your Literature Review
  • Developing a Search Strategy
  • Managing Citations
  • Critical Appraisal Tools
  • Writing a Literature Review

Appraise Your Research Articles

The structure of a literature review should include the following :

  • An overview of the subject, issue, or theory under consideration, along with the objectives of the literature review,
  • Division of works under review into themes or categories [e.g. works that support a particular position, those against, and those offering alternative approaches entirely],
  • An explanation of how each work is similar to and how it varies from the others,
  • Conclusions as to which pieces are best considered in their argument, are most convincing of their opinions, and make the greatest contribution to the understanding and development of their area of research.

The critical evaluation of each work should consider :

  • Provenance  -- what are the author's credentials? Are the author's arguments supported by evidence [e.g. primary historical material, case studies, narratives, statistics, recent scientific findings]?
  • Methodology  -- were the techniques used to identify, gather, and analyze the data appropriate to addressing the research problem? Was the sample size appropriate? Were the results effectively interpreted and reported?
  • Objectivity  -- is the author's perspective even-handed or prejudicial? Is contrary data considered or is certain pertinent information ignored to prove the author's point?
  • Persuasiveness  -- which of the author's theses are most convincing or least convincing?
  • Value  -- are the author's arguments and conclusions convincing? Does the work ultimately contribute in any significant way to an understanding of the subject?

Reviewing the Literature

While conducting a review of the literature, maximize the time you devote to writing this part of your paper by thinking broadly about what you should be looking for and evaluating. Review not just what the articles are saying, but how are they saying it.

Some questions to ask:

  • How are they organizing their ideas?
  • What methods have they used to study the problem?
  • What theories have been used to explain, predict, or understand their research problem?
  • What sources have they cited to support their conclusions?
  • How have they used non-textual elements [e.g., charts, graphs, figures, etc.] to illustrate key points?
  • When you begin to write your literature review section, you'll be glad you dug deeper into how the research was designed and constructed because it establishes a means for developing more substantial analysis and interpretation of the research problem.

Tools for Critical Appraisal

Now, that you have found articles based on your research question you can appraise the quality of those articles. These are resources you can use to appraise different study designs.

Centre for Evidence Based Medicine (Oxford)

University of Glasgow

"AFP uses the Strength-of-Recommendation Taxonomy (SORT), to label key recommendations in clinical review articles."

  • SORT: Rating the Strength of Evidence    American Family Physician and other family medicine journals use the Strength of Recommendation Taxonomy (SORT) system for rating bodies of evidence for key clinical recommendations.
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  • Published: 08 April 2022

How to appraise the literature: basic principles for the busy clinician - part 1: randomised controlled trials

  • Aslam Alkadhimi 1 ,
  • Samuel Reeves 2 &
  • Andrew T. DiBiase 3  

British Dental Journal volume  232 ,  pages 475–481 ( 2022 ) Cite this article

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Critical appraisal is the process of carefully, judiciously and systematically examining research to adjudicate its trustworthiness and its value and relevance in clinical practice. The first part of this two-part series will discuss the principles of critically appraising randomised controlled trials. The second part will discuss the principles of critically appraising systematic reviews and meta-analyses.

Evidence-based dentistry (EBD) is the integration of the dentist's clinical expertise, the patient's needs and preferences and the most current, clinically relevant evidence. Critical appraisal of the literature is an invaluable and indispensable skill that dentists should possess to help them deliver EBD.

This article seeks to act as a refresher and guide for generalists, specialists and the wider readership, so that they can efficiently and confidently appraise research - specifically, randomised controlled trials - that may be pertinent to their daily clinical practice.

Evidence-based dentistry is discussed.

Efficient techniques for critically appraising randomised controlled trials are described.

Important methodological and statistical considerations are explicated.

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Critical appraisal of systematic reviews of intervention in dentistry published between 2019-2020 using the AMSTAR 2 tool

Burls A. What is critical appraisal? 2014. Available at http://www.whatisseries.co.uk/whatiscritical-appraisal/ (accessed April 2021).

Hong B, Plugge E. Critical appraisal skills teaching in UK dental schools. Br Dent J 2017; 222: 209-213.

Isham A, Bettiol S, Hoang H, Crocombe L. A Systematic Literature Review of the Information-Seeking Behaviour of Dentists in Developed Countries. J Dent Educ 2016; 80: 569-577.

Critical Appraisal Skills Programme. CASP Checklist. Available at https://casp-uk.net/wp-content/uploads/2018/01/CASP-Randomised-Controlled-Trial-Checklist-2018.pdf (accessed April 2021).

Schulz K F, Altman D G, Moher D, CONSORT Group. CONSORT 2010 statement: updated guidelines for reporting parallel group randomized trials. Ann Int Med 2010; 152 : 726-732.

Sterne J A C, Savović J, Page M J et al. RoB 2: a revised tool for assessing risk of bias in randomised trials. BMJ 2019; DOI: 10.1136/bmj.l4898.

Petrou S, Grey A. Economic evaluation alongside randomised controlled trials: design, conduct, analysis, and reporting. BMJ 2011; DOI: 10.1136/bmj.d1548.

Black W C. The CE plane: a graphic representation of cost-effectiveness. Med Decis Making 1990; 10: 212-214.

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Author information

Authors and affiliations.

Senior Registrar in Orthodontics, The Royal London Hospital Barts Health NHS Trust and East Kent Hospitals University NHS Foundation Trust, London, UK

Aslam Alkadhimi

Dental Core Trainee, East Kent Hospitals University NHS Foundation Trust, UK

Samuel Reeves

Consultant Orthodontist, East Kent Hospitals University NHS Foundation Trust, UK

Andrew T. DiBiase

You can also search for this author in PubMed   Google Scholar

Contributions

Aslam Alkadhimi contributed to conceptualisation, literature search, original draft preparation and drafting and critically revising the manuscript; Samuel Reeves contributed to original draft preparation and editing; and Andrew DiBiase contributed to supervision, draft editing and critically revising the manuscript.

Corresponding author

Correspondence to Aslam Alkadhimi .

Ethics declarations

The authors declare no competing interests.

Ethical approval and consent to participate did not apply to this study.

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Cite this article.

Alkadhimi, A., Reeves, S. & DiBiase, A. How to appraise the literature: basic principles for the busy clinician - part 1: randomised controlled trials. Br Dent J 232 , 475–481 (2022). https://doi.org/10.1038/s41415-022-4096-y

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Received : 31 January 2021

Accepted : 25 April 2021

Published : 08 April 2022

Issue Date : 08 April 2022

DOI : https://doi.org/10.1038/s41415-022-4096-y

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Critical Appraisal of Clinical Research

Azzam al-jundi.

1 Professor, Department of Orthodontics, King Saud bin Abdul Aziz University for Health Sciences-College of Dentistry, Riyadh, Kingdom of Saudi Arabia.

Salah Sakka

2 Associate Professor, Department of Oral and Maxillofacial Surgery, Al Farabi Dental College, Riyadh, KSA.

Evidence-based practice is the integration of individual clinical expertise with the best available external clinical evidence from systematic research and patient’s values and expectations into the decision making process for patient care. It is a fundamental skill to be able to identify and appraise the best available evidence in order to integrate it with your own clinical experience and patients values. The aim of this article is to provide a robust and simple process for assessing the credibility of articles and their value to your clinical practice.

Introduction

Decisions related to patient value and care is carefully made following an essential process of integration of the best existing evidence, clinical experience and patient preference. Critical appraisal is the course of action for watchfully and systematically examining research to assess its reliability, value and relevance in order to direct professionals in their vital clinical decision making [ 1 ].

Critical appraisal is essential to:

  • Combat information overload;
  • Identify papers that are clinically relevant;
  • Continuing Professional Development (CPD).

Carrying out Critical Appraisal:

Assessing the research methods used in the study is a prime step in its critical appraisal. This is done using checklists which are specific to the study design.

Standard Common Questions:

  • What is the research question?
  • What is the study type (design)?
  • Selection issues.
  • What are the outcome factors and how are they measured?
  • What are the study factors and how are they measured?
  • What important potential confounders are considered?
  • What is the statistical method used in the study?
  • Statistical results.
  • What conclusions did the authors reach about the research question?
  • Are ethical issues considered?

The Critical Appraisal starts by double checking the following main sections:

I. Overview of the paper:

  • The publishing journal and the year
  • The article title: Does it state key trial objectives?
  • The author (s) and their institution (s)

The presence of a peer review process in journal acceptance protocols also adds robustness to the assessment criteria for research papers and hence would indicate a reduced likelihood of publication of poor quality research. Other areas to consider may include authors’ declarations of interest and potential market bias. Attention should be paid to any declared funding or the issue of a research grant, in order to check for a conflict of interest [ 2 ].

II. ABSTRACT: Reading the abstract is a quick way of getting to know the article and its purpose, major procedures and methods, main findings, and conclusions.

  • Aim of the study: It should be well and clearly written.
  • Materials and Methods: The study design and type of groups, type of randomization process, sample size, gender, age, and procedure rendered to each group and measuring tool(s) should be evidently mentioned.
  • Results: The measured variables with their statistical analysis and significance.
  • Conclusion: It must clearly answer the question of interest.

III. Introduction/Background section:

An excellent introduction will thoroughly include references to earlier work related to the area under discussion and express the importance and limitations of what is previously acknowledged [ 2 ].

-Why this study is considered necessary? What is the purpose of this study? Was the purpose identified before the study or a chance result revealed as part of ‘data searching?’

-What has been already achieved and how does this study be at variance?

-Does the scientific approach outline the advantages along with possible drawbacks associated with the intervention or observations?

IV. Methods and Materials section : Full details on how the study was actually carried out should be mentioned. Precise information is given on the study design, the population, the sample size and the interventions presented. All measurements approaches should be clearly stated [ 3 ].

V. Results section : This section should clearly reveal what actually occur to the subjects. The results might contain raw data and explain the statistical analysis. These can be shown in related tables, diagrams and graphs.

VI. Discussion section : This section should include an absolute comparison of what is already identified in the topic of interest and the clinical relevance of what has been newly established. A discussion on a possible related limitations and necessitation for further studies should also be indicated.

Does it summarize the main findings of the study and relate them to any deficiencies in the study design or problems in the conduct of the study? (This is called intention to treat analysis).

  • Does it address any source of potential bias?
  • Are interpretations consistent with the results?
  • How are null findings interpreted?
  • Does it mention how do the findings of this study relate to previous work in the area?
  • Can they be generalized (external validity)?
  • Does it mention their clinical implications/applicability?
  • What are the results/outcomes/findings applicable to and will they affect a clinical practice?
  • Does the conclusion answer the study question?
  • -Is the conclusion convincing?
  • -Does the paper indicate ethics approval?
  • -Can you identify potential ethical issues?
  • -Do the results apply to the population in which you are interested?
  • -Will you use the results of the study?

Once you have answered the preliminary and key questions and identified the research method used, you can incorporate specific questions related to each method into your appraisal process or checklist.

1-What is the research question?

For a study to gain value, it should address a significant problem within the healthcare and provide new or meaningful results. Useful structure for assessing the problem addressed in the article is the Problem Intervention Comparison Outcome (PICO) method [ 3 ].

P = Patient or problem: Patient/Problem/Population:

It involves identifying if the research has a focused question. What is the chief complaint?

E.g.,: Disease status, previous ailments, current medications etc.,

I = Intervention: Appropriately and clearly stated management strategy e.g.,: new diagnostic test, treatment, adjunctive therapy etc.,

C= Comparison: A suitable control or alternative

E.g.,: specific and limited to one alternative choice.

O= Outcomes: The desired results or patient related consequences have to be identified. e.g.,: eliminating symptoms, improving function, esthetics etc.,

The clinical question determines which study designs are appropriate. There are five broad categories of clinical questions, as shown in [ Table/Fig-1 ].

[Table/Fig-1]:

Categories of clinical questions and the related study designs.

Clinical QuestionsClinical Relevance and Suggested Best Method of Investigation
Aetiology/CausationWhat caused the disorder and how is this related to the development of illness.
Example: randomized controlled trial - case-control study- cohort study.
TherapyWhich treatments do more good than harm compared with an alternative treatment?
Example: randomized control trial, systematic review, meta- analysis.
PrognosisWhat is the likely course of a patient’s illness?
What is the balance of the risks and benefits of a treatment?
Example: cohort study, longitudinal survey.
DiagnosisHow valid and reliable is a diagnostic test?
What does the test tell the doctor?
Example: cohort study, case -control study
Cost- effectivenessWhich intervention is worth prescribing?
Is a newer treatment X worth prescribing compared with older treatment Y?
Example: economic analysis

2- What is the study type (design)?

The study design of the research is fundamental to the usefulness of the study.

In a clinical paper the methodology employed to generate the results is fully explained. In general, all questions about the related clinical query, the study design, the subjects and the correlated measures to reduce bias and confounding should be adequately and thoroughly explored and answered.

Participants/Sample Population:

Researchers identify the target population they are interested in. A sample population is therefore taken and results from this sample are then generalized to the target population.

The sample should be representative of the target population from which it came. Knowing the baseline characteristics of the sample population is important because this allows researchers to see how closely the subjects match their own patients [ 4 ].

Sample size calculation (Power calculation): A trial should be large enough to have a high chance of detecting a worthwhile effect if it exists. Statisticians can work out before the trial begins how large the sample size should be in order to have a good chance of detecting a true difference between the intervention and control groups [ 5 ].

  • Is the sample defined? Human, Animals (type); what population does it represent?
  • Does it mention eligibility criteria with reasons?
  • Does it mention where and how the sample were recruited, selected and assessed?
  • Does it mention where was the study carried out?
  • Is the sample size justified? Rightly calculated? Is it adequate to detect statistical and clinical significant results?
  • Does it mention a suitable study design/type?
  • Is the study type appropriate to the research question?
  • Is the study adequately controlled? Does it mention type of randomization process? Does it mention the presence of control group or explain lack of it?
  • Are the samples similar at baseline? Is sample attrition mentioned?
  • All studies report the number of participants/specimens at the start of a study, together with details of how many of them completed the study and reasons for incomplete follow up if there is any.
  • Does it mention who was blinded? Are the assessors and participants blind to the interventions received?
  • Is it mentioned how was the data analysed?
  • Are any measurements taken likely to be valid?

Researchers use measuring techniques and instruments that have been shown to be valid and reliable.

Validity refers to the extent to which a test measures what it is supposed to measure.

(the extent to which the value obtained represents the object of interest.)

  • -Soundness, effectiveness of the measuring instrument;
  • -What does the test measure?
  • -Does it measure, what it is supposed to be measured?
  • -How well, how accurately does it measure?

Reliability: In research, the term reliability means “repeatability” or “consistency”

Reliability refers to how consistent a test is on repeated measurements. It is important especially if assessments are made on different occasions and or by different examiners. Studies should state the method for assessing the reliability of any measurements taken and what the intra –examiner reliability was [ 6 ].

3-Selection issues:

The following questions should be raised:

  • - How were subjects chosen or recruited? If not random, are they representative of the population?
  • - Types of Blinding (Masking) Single, Double, Triple?
  • - Is there a control group? How was it chosen?
  • - How are patients followed up? Who are the dropouts? Why and how many are there?
  • - Are the independent (predictor) and dependent (outcome) variables in the study clearly identified, defined, and measured?
  • - Is there a statement about sample size issues or statistical power (especially important in negative studies)?
  • - If a multicenter study, what quality assurance measures were employed to obtain consistency across sites?
  • - Are there selection biases?
  • • In a case-control study, if exercise habits to be compared:
  • - Are the controls appropriate?
  • - Were records of cases and controls reviewed blindly?
  • - How were possible selection biases controlled (Prevalence bias, Admission Rate bias, Volunteer bias, Recall bias, Lead Time bias, Detection bias, etc.,)?
  • • Cross Sectional Studies:
  • - Was the sample selected in an appropriate manner (random, convenience, etc.,)?
  • - Were efforts made to ensure a good response rate or to minimize the occurrence of missing data?
  • - Were reliability (reproducibility) and validity reported?
  • • In an intervention study, how were subjects recruited and assigned to groups?
  • • In a cohort study, how many reached final follow-up?
  • - Are the subject’s representatives of the population to which the findings are applied?
  • - Is there evidence of volunteer bias? Was there adequate follow-up time?
  • - What was the drop-out rate?
  • - Any shortcoming in the methodology can lead to results that do not reflect the truth. If clinical practice is changed on the basis of these results, patients could be harmed.

Researchers employ a variety of techniques to make the methodology more robust, such as matching, restriction, randomization, and blinding [ 7 ].

Bias is the term used to describe an error at any stage of the study that was not due to chance. Bias leads to results in which there are a systematic deviation from the truth. As bias cannot be measured, researchers need to rely on good research design to minimize bias [ 8 ]. To minimize any bias within a study the sample population should be representative of the population. It is also imperative to consider the sample size in the study and identify if the study is adequately powered to produce statistically significant results, i.e., p-values quoted are <0.05 [ 9 ].

4-What are the outcome factors and how are they measured?

  • -Are all relevant outcomes assessed?
  • -Is measurement error an important source of bias?

5-What are the study factors and how are they measured?

  • -Are all the relevant study factors included in the study?
  • -Have the factors been measured using appropriate tools?

Data Analysis and Results:

- Were the tests appropriate for the data?

- Are confidence intervals or p-values given?

  • How strong is the association between intervention and outcome?
  • How precise is the estimate of the risk?
  • Does it clearly mention the main finding(s) and does the data support them?
  • Does it mention the clinical significance of the result?
  • Is adverse event or lack of it mentioned?
  • Are all relevant outcomes assessed?
  • Was the sample size adequate to detect a clinically/socially significant result?
  • Are the results presented in a way to help in health policy decisions?
  • Is there measurement error?
  • Is measurement error an important source of bias?

Confounding Factors:

A confounder has a triangular relationship with both the exposure and the outcome. However, it is not on the causal pathway. It makes it appear as if there is a direct relationship between the exposure and the outcome or it might even mask an association that would otherwise have been present [ 9 ].

6- What important potential confounders are considered?

  • -Are potential confounders examined and controlled for?
  • -Is confounding an important source of bias?

7- What is the statistical method in the study?

  • -Are the statistical methods described appropriate to compare participants for primary and secondary outcomes?
  • -Are statistical methods specified insufficient detail (If I had access to the raw data, could I reproduce the analysis)?
  • -Were the tests appropriate for the data?
  • -Are confidence intervals or p-values given?
  • -Are results presented as absolute risk reduction as well as relative risk reduction?

Interpretation of p-value:

The p-value refers to the probability that any particular outcome would have arisen by chance. A p-value of less than 1 in 20 (p<0.05) is statistically significant.

  • When p-value is less than significance level, which is usually 0.05, we often reject the null hypothesis and the result is considered to be statistically significant. Conversely, when p-value is greater than 0.05, we conclude that the result is not statistically significant and the null hypothesis is accepted.

Confidence interval:

Multiple repetition of the same trial would not yield the exact same results every time. However, on average the results would be within a certain range. A 95% confidence interval means that there is a 95% chance that the true size of effect will lie within this range.

8- Statistical results:

  • -Do statistical tests answer the research question?

Are statistical tests performed and comparisons made (data searching)?

Correct statistical analysis of results is crucial to the reliability of the conclusions drawn from the research paper. Depending on the study design and sample selection method employed, observational or inferential statistical analysis may be carried out on the results of the study.

It is important to identify if this is appropriate for the study [ 9 ].

  • -Was the sample size adequate to detect a clinically/socially significant result?
  • -Are the results presented in a way to help in health policy decisions?

Clinical significance:

Statistical significance as shown by p-value is not the same as clinical significance. Statistical significance judges whether treatment effects are explicable as chance findings, whereas clinical significance assesses whether treatment effects are worthwhile in real life. Small improvements that are statistically significant might not result in any meaningful improvement clinically. The following questions should always be on mind:

  • -If the results are statistically significant, do they also have clinical significance?
  • -If the results are not statistically significant, was the sample size sufficiently large to detect a meaningful difference or effect?

9- What conclusions did the authors reach about the study question?

Conclusions should ensure that recommendations stated are suitable for the results attained within the capacity of the study. The authors should also concentrate on the limitations in the study and their effects on the outcomes and the proposed suggestions for future studies [ 10 ].

  • -Are the questions posed in the study adequately addressed?
  • -Are the conclusions justified by the data?
  • -Do the authors extrapolate beyond the data?
  • -Are shortcomings of the study addressed and constructive suggestions given for future research?
  • -Bibliography/References:

Do the citations follow one of the Council of Biological Editors’ (CBE) standard formats?

10- Are ethical issues considered?

If a study involves human subjects, human tissues, or animals, was approval from appropriate institutional or governmental entities obtained? [ 10 , 11 ].

Critical appraisal of RCTs: Factors to look for:

  • Allocation (randomization, stratification, confounders).
  • Follow up of participants (intention to treat).
  • Data collection (bias).
  • Sample size (power calculation).
  • Presentation of results (clear, precise).
  • Applicability to local population.

[ Table/Fig-2 ] summarizes the guidelines for Consolidated Standards of Reporting Trials CONSORT [ 12 ].

[Table/Fig-2]:

Summary of the CONSORT guidelines.

Title and abstractIdentification as a RCT in the title- Structured summary (trial design, methods, results, and conclusions)
Introduction-Scientific background
-Objectives
Methods-Description of trial design and important changes to methods
-Eligibility criteria for participants
-The interventions for each group
-Completely defined and assessed primary and secondary outcome measures
-How sample size was determined
-Method used to generate the random allocation sequence
-Mechanism used to implement the random allocation sequence
-Blinding details -Statistical methods used
Results-Numbers of participants, losses and exclusions after randomization
-Results for each group and the estimated effect size and its precision (such as 95% confidence interval)
-Results of any other subgroup analyses performed
Discussion-Trial limitations
-Generalisability
Other information- Registration number

Critical appraisal of systematic reviews: provide an overview of all primary studies on a topic and try to obtain an overall picture of the results.

In a systematic review, all the primary studies identified are critically appraised and only the best ones are selected. A meta-analysis (i.e., a statistical analysis) of the results from selected studies may be included. Factors to look for:

  • Literature search (did it include published and unpublished materials as well as non-English language studies? Was personal contact with experts sought?).
  • Quality-control of studies included (type of study; scoring system used to rate studies; analysis performed by at least two experts).
  • Homogeneity of studies.

[ Table/Fig-3 ] summarizes the guidelines for Preferred Reporting Items for Systematic reviews and Meta-Analyses PRISMA [ 13 ].

[Table/Fig-3]:

Summary of PRISMA guidelines.

TitleIdentification of the report as a systematic review, meta-analysis, or both.
AbstractStructured Summary: background; objectives; eligibility criteria; results; limitations; conclusions; systematic review registration number.
Introduction-Description of the rationale for the review
-Provision of a defined statement of questions being concentrated on with regard to participants, interventions, comparisons, outcomes, and study design (PICOS).
Methods-Specification of study eligibility criteria
-Description of all information sources
-Presentation of full electronic search strategy
-State the process for selecting studies
-Description of the method of data extraction from reports and methods used for assessing risk of bias of individual studies in addition to methods of handling data and combining results of studies.
ResultsProvision of full details of:
-Study selection.
-Study characteristics (e.g., study size, PICOS, follow-up period) -Risk of bias within studies.
-Results of each meta-analysis done, including confidence intervals and measures of consistency.
-Methods of additional analyses (e.g., sensitivity or subgroup analyses, meta-regression).
Discussion-Summary of the main findings including the strength of evidence for each main outcome.
-Discussion of limitations at study and outcome level.
-Provision of a general concluded interpretation of the results in the context of other evidence.
FundingSource and role of funders.

Critical appraisal is a fundamental skill in modern practice for assessing the value of clinical researches and providing an indication of their relevance to the profession. It is a skills-set developed throughout a professional career that facilitates this and, through integration with clinical experience and patient preference, permits the practice of evidence based medicine and dentistry. By following a systematic approach, such evidence can be considered and applied to clinical practice.

Financial or other Competing Interests

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  • About RCS England

critical appraisal of literature reviews

  • Dissecting the literature: the importance of critical appraisal

08 Dec 2017

Kirsty Morrison

This post was updated  in 2023.

Critical appraisal is the process of carefully and systematically examining research to judge its trustworthiness, and its value and relevance in a particular context.

Amanda Burls, What is Critical Appraisal?

Critical Appraisal 1

Why is critical appraisal needed?

Literature searches using databases like Medline or EMBASE often result in an overwhelming volume of results which can vary in quality. Similarly, those who browse medical literature for the purposes of CPD or in response to a clinical query will know that there are vast amounts of content available. Critical appraisal helps to reduce the burden and allow you to focus on articles that are relevant to the research question, and that can reliably support or refute its claims with high-quality evidence, or identify high-level research relevant to your practice.

Critical Appraisal 2

Critical appraisal allows us to:

  • reduce information overload by eliminating irrelevant or weak studies
  • identify the most relevant papers
  • distinguish evidence from opinion, assumptions, misreporting, and belief
  • assess the validity of the study
  • assess the usefulness and clinical applicability of the study
  • recognise any potential for bias.

Critical appraisal helps to separate what is significant from what is not. One way we use critical appraisal in the Library is to prioritise the most clinically relevant content for our Current Awareness Updates .

How to critically appraise a paper

There are some general rules to help you, including a range of checklists highlighted at the end of this blog. Some key questions to consider when critically appraising a paper:

  • Is the study question relevant to my field?
  • Does the study add anything new to the evidence in my field?
  • What type of research question is being asked? A well-developed research question usually identifies three components: the group or population of patients, the studied parameter (e.g. a therapy or clinical intervention) and outcomes of interest.
  • Was the study design appropriate for the research question? You can learn more about different study types and the hierarchy of evidence here .
  • Did the methodology address important potential sources of bias? Bias can be attributed to chance (e.g. random error) or to the study methods (systematic bias).
  • Was the study performed according to the original protocol? Deviations from the planned protocol can affect the validity or relevance of a study, e.g. a decrease in the studied population over the course of a randomised controlled trial .
  • Does the study test a stated hypothesis? Is there a clear statement of what the investigators expect the study to find which can be tested, and confirmed or refuted.
  • Were the statistical analyses performed correctly? The approach to dealing with missing data, and the statistical techniques that have been applied should be specified. Original data should be presented clearly so that readers can check the statistical accuracy of the paper.
  • Do the data justify the conclusions? Watch out for definite conclusions based on statistically insignificant results, generalised findings from a small sample size, and statistically significant associations being misinterpreted to imply a cause and effect.
  • Are there any conflicts of interest? Who has funded the study and can we trust their objectivity? Do the authors have any potential conflicts of interest, and have these been declared?

And an important consideration for surgeons:

  • Will the results help me manage my patients?

At the end of the appraisal process you should have a better appreciation of how strong the evidence is, and ultimately whether or not you should apply it to your patients.

Further resources:

  • How to Read a Paper by Trisha Greenhalgh
  • The Doctor’s Guide to Critical Appraisal by Narinder Kaur Gosall
  • CASP checklists
  • CEBM Critical Appraisal Tools
  • Critical Appraisal: a checklist
  • Critical Appraisal of a Journal Article (PDF)
  • Introduction to...Critical appraisal of literature
  • Reporting guidelines for the main study types

Kirsty Morrison, Information Specialist

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Critical appraisal of published literature

Affiliations.

  • 1 Department of Anaesthesia, Dharwad Institute of Mental Health and Neuro Sciences, Dharwad, Karnataka, India.
  • 2 Department of Anaesthesiology, Universal Hospital, Abu Dhabi, UAE.
  • 3 Department of Pulmonary Medicine, Kasturba Medical College, Manipal University, Manipal, Karnataka, India.
  • PMID: 27729695
  • PMCID: PMC5037949
  • DOI: 10.4103/0019-5049.190624

With a large output of medical literature coming out every year, it is impossible for readers to read every article. Critical appraisal of scientific literature is an important skill to be mastered not only by academic medical professionals but also by those involved in clinical practice. Before incorporating changes into the management of their patients, a thorough evaluation of the current or published literature is an important step in clinical practice. It is necessary for assessing the published literature for its scientific validity and generalizability to the specific patient community and reader's work environment. Simple steps have been provided by Consolidated Standard for Reporting Trial statements, Scottish Intercollegiate Guidelines Network and several other resources which if implemented may help the reader to avoid reading flawed literature and prevent the incorporation of biased or untrustworthy information into our practice.

Keywords: Allocation concealment; bias; conflict of interest; critical appraisal; randomisation; study design.

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Integrating circular economy principles into agri-food supply chain management: a systematic literature review.

critical appraisal of literature reviews

1. Introduction

2. theoretical background, 3. materials and methods, 3.1. systematic literature review process, 3.2. literature search, 3.3. screening and filtering.

  • Title and Abstract Screening: ChatGPT-4 reviewed the titles and abstracts of the initial 1200 articles to exclude studies that were clearly irrelevant to the topic. This step reduced the pool to 900 articles.
  • Full-Text Review: The remaining 900 articles underwent a full-text review, assisted by ChatGPT-4, which highlighted key sections relevant to our thematic issues. This automated highlighting helped streamline the identification of pertinent studies, reducing the pool to 400 articles.
  • Quality Assessment: Using the CASP (Critical Appraisal Skills Programme) checklists, ChatGPT-4 assisted in evaluating the methodological quality of the 400 articles. This step ensured that only high and medium-quality studies were included, resulting in a final selection of 100 articles.

3.4. Data Extraction and Synthesis

3.5. ethical considerations in using chatgpt-4, 3.6. systematic review process, 3.7. selection for core literatures.

  • Citation Impact:

4.1. Temporal Distribution of Reviewed Papers

4.2. classification by paper stance, 4.3. thematic issues in ce research, 4.4. geographical distribution of research, 4.5. classification by supply chain stage, 4.6. core literatures of circular economy in supply chain management, 4.6.1. the foundational framework of circular economy, 4.6.2. defining and refining circular economy concepts, 4.6.3. integrating environmental and economic systems, 4.6.4. addressing the limitations and challenges of circular economy, 4.6.5. evolving towards resource-efficient supply chains, 5. discussion, 6. conclusions, author contributions, data availability statement, conflicts of interest.

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Click here to enlarge figure

CategoryDetailsSupporting Literature
Resource EfficiencyReduces resource consumption and waste generation through recycling and reuse.[ , ]
SustainabilityEnhances environmental sustainability by minimizing negative impacts and promoting sustainable farming practices.[ ]
Economic ResilienceCreates economic opportunities through new business models, cost savings, and job creation.[ ]
Food SecurityImproves food security by reducing food loss and waste across the supply chain.[ ]
Economic FeasibilityHigh initial costs and financial risks associated with transitioning to CE practices.[ ]
Technological BarriersNeed for advanced technologies and innovations to efficiently implement CE principles.[ ]
Regulatory HurdlesInconsistent regulations and policies across regions that can hinder the widespread adoption of CE practices.[ ]
Systemic ChangeRequires a systemic shift in production and consumption patterns, which can be difficult to achieve without coordinated efforts from all stakeholders.[ ]
Thematic IssueDeveloped CountriesDeveloping CountriesTotal
Waste ManagementUSA (10), UK (5), Germany (4), Netherlands (3), Japan (3)China (4), India (3), Brazil (2), South Africa (1)35
Resource EfficiencyUSA (6), UK (3), Germany (3), Australia (2), France (1)China (4), India (3), Brazil (2), Mexico (1)25
Sustainable PracticesUSA (4), UK (2), Germany (2), Canada (1), Sweden (1)India (3), Brazil (3), Kenya (2), Peru (1), Indonesia (1)20
Economic ImpactsUSA (4), UK (2), Germany (2), Italy (1), Spain (1)China (3), India (2), Brazil (2), Nigeria (1), Vietnam (1)20
Supply Chain StageNumber of PapersFocused IssuesPapers
10Sustainable sourcing and development of eco-friendly products.[ , , , , , , , , , ].
20Sustainable farming techniques, resource efficiency, and waste management at the farm level.[ , , , , , , , , , , , , , , , , , , , ].
20Waste reduction, by-product valorization, and energy efficiency in food processing plants.[ , , , , , , , , , , , , , , , , , , , ].
15Logistics and distribution aspects including transportation efficiency, cold chain management, and packaging innovations.[ , , , , , , , , , , , , , , ].
15Retail strategies to reduce food waste, promote sustainable products, and engage consumers in CE practices.[ , , , , , , , , , , , , , , ].
20Consumer behavior, waste management practices at the household level, and initiatives to promote sustainable consumption patterns.[ , , , , , , , , , , , , , , , , , , , ].
Total100
Thematic IssueInput SuppliersFarmersProcessorsDistributorsRetailersConsumersTotal
Waste
Management
251055835
Resource
Efficiency
36533525
Sustainable Practices25333420
Economic
Impacts
34244320
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Share and Cite

Cahyadi, E.R.; Hidayati, N.; Zahra, N.; Arif, C. Integrating Circular Economy Principles into Agri-Food Supply Chain Management: A Systematic Literature Review. Sustainability 2024 , 16 , 7165. https://doi.org/10.3390/su16167165

Cahyadi ER, Hidayati N, Zahra N, Arif C. Integrating Circular Economy Principles into Agri-Food Supply Chain Management: A Systematic Literature Review. Sustainability . 2024; 16(16):7165. https://doi.org/10.3390/su16167165

Cahyadi, Eko Ruddy, Nurul Hidayati, Nisa Zahra, and Chusnul Arif. 2024. "Integrating Circular Economy Principles into Agri-Food Supply Chain Management: A Systematic Literature Review" Sustainability 16, no. 16: 7165. https://doi.org/10.3390/su16167165

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IMAGES

  1. Summary table of the most well known Critical Appraisal Tools (CAT) that are used when reviewing

    critical appraisal of literature reviews

  2. Download literature review template 08

    critical appraisal of literature reviews

  3. Critical Appraisal in Evaluating Literature

    critical appraisal of literature reviews

  4. Literature Included for Critical Appraisal.

    critical appraisal of literature reviews

  5. CRITICAL APPRAISAL OF ARTICLE.docx

    critical appraisal of literature reviews

  6. Critical Appraisal in Evaluating Literature

    critical appraisal of literature reviews

COMMENTS

  1. Critical Appraisal Toolkit (CAT) for assessing multiple types of evidence

    The literature review critical appraisal tool assesses the methodology, results and applicability of narrative reviews, systematic reviews and meta-analyses. After appraisal of individual items in each type of study, each critical appraisal tool also contains instructions for drawing a conclusion about the overall quality of the evidence from a ...

  2. Critical Appraisal

    Selection of a valid critical appraisal tool, testing the tool with several of the selected studies, and involving two or more reviewers in the appraisal are good practices to follow. 1. Purssell E, McCrae N. How to Perform a Systematic Literature Review: A Guide for Healthcare Researchers, Practitioners and Students. 1st ed. Springer; 2020.

  3. Critical appraisal of published literature

    Critical appraisal. ' The process of carefully and systematically examining research to judge its trustworthiness, and its value and relevance in a particular context '. -Burls A [ 1] The objective of medical literature is to provide unbiased, accurate medical information, backed by robust scientific evidence that could aid and enhance ...

  4. What is critical appraisal?

    In the context of a literature search, critical appraisal is the process of systematically evaluating and assessing the research you have found in order to determine its quality and validity. It is essential to evidence-based practice. More formally, critical appraisal is a systematic evaluation of research papers in order to answer the ...

  5. Guidance to best tools and practices for systematic reviews

    These tools are widely accepted by methodologists; however, in the general medical literature, they are not uniformly selected for the critical appraisal of systematic reviews [88, 96]. To enable their uptake, Table 4.1 links review components to the corresponding appraisal tool items.

  6. 7. Critical appraisal

    Documenting critical appraisal decisions. As you closely examine full articles, you will be making judgements about why to include or exclude each study from your review. Documenting your reasoning will help you reassure yourself and demonstrate to others that you have been systematic and unbiased in your appraisal decisions.

  7. Full article: Critical appraisal

    Critical appraisal 'The notion of systematic review - looking at the totality of evidence - is quietly one of the most important innovations in medicine over the past 30 years' (Goldacre, Citation 2011, p. xi).These sentiments apply equally to sport and exercise psychology; systematic review or evidence synthesis provides transparent and methodical procedures that assist reviewers in ...

  8. PDF © Joanna Briggs Institute 2017 Critical Appraisal Checklist for

    The systematic review is essentially an analysis of the available literature (that is, evidence) and a judgment of the effectiveness or otherwise of a practice, involving a series of complex ... Although designed for use in systematic reviews, JBI critical appraisal tools can also be used when creating Critically Appraised Topics (CAT), in ...

  9. How to critically appraise an article

    This Review article presents a 10-step guide to the critical appraisal of research literature to assist clinicians with the task of identifying the most relevant, high-quality studies available to ...

  10. Writing a literature review

    A formal literature review is an evidence-based, in-depth analysis of a subject. There are many reasons for writing one and these will influence the length and style of your review, but in essence a literature review is a critical appraisal of the current collective knowledge on a subject. Rather than just being an exhaustive list of all that ...

  11. Critical Appraisal Tools

    The structure of a literature review should include the following: An overview of the subject, issue, or theory under consideration, along with the objectives of the literature review, Division of works under review into themes or categories [e.g. works that support a particular position, those against, and those offering alternative approaches ...

  12. Critical Appraisal Tools and Reporting Guidelines

    A review of critical appraisal tools show they lack rigor: Alternative tool structure is proposed. Journal of Clinical Epidemiology, 64(1), 79-89 ... Giusti A. (2020). Breastfeeding protection, promotion, and support in humanitarian emergencies: A systematic review of literature. Journal of Human Lactation, 36(4), 687-698. https://doi.org ...

  13. Dissecting the literature: the importance of critical appraisal

    Critical appraisal allows us to: reduce information overload by eliminating irrelevant or weak studies. identify the most relevant papers. distinguish evidence from opinion, assumptions, misreporting, and belief. assess the validity of the study. evaluate the usefulness and clinical applicability of the study. recognise any potential for bias.

  14. How to appraise the literature: basic principles for the busy clinician

    Critical appraisal of the literature is an invaluable and indispensable skill that dentists should possess to help them deliver EBD. ... Crocombe L. A Systematic Literature Review of the ...

  15. PDF The Critical Literature Review

    The Critical Literature Review Q: What is a literature review? Stated most simply, it is an overview of published and unpublished materials which help answer two fundamental questions: 1. What are the current theoretical or policy issues and debates related to your topic? 2. What is the current state of knowledge about these issues and problems?

  16. Critical appraisal of the literature. Why do we care?

    Critical appraisal is the systematic evaluation of clinical research papers that helps us establish if the results are valid and if they could be used to inform medical decision in a given local population and context. There are several published guidelines for critically appraising the scientific literature, most of which are structured as ...

  17. Critical Appraisal of a Systematic Review: A Concise Review

    Critical appraisal methods address both the credibility (quality of conduct) and rate the confidence in the quality of summarized evidence from a systematic review. The A Measurement Tool to Assess Systematic Reviews-2 tool is a widely used practical tool to appraise the conduct of a systematic review. Confidence in estimates of effect is ...

  18. PDF Rapid Critical Appraisal of A Literature Review

    Indicate the level of the study you are appraising: Recommendation for article inclusion in the body of evidence to answer your question: GENERAL DESCRIPTION OF LITERATURE REVIEW. OVERVIEW. 1. Purpose of article: 2. Summary of article: QUALITY OF LITERATURE REVIEW.

  19. JBI Critical Appraisal Tools

    JBI's Evidence Synthesis Critical Appraisal Tools Assist in Assessing the Trustworthiness, Relevance and Results of Published Papers ... Holly C, Kahlil H, Tungpunkom P. Summarizing systematic reviews: methodological development, conduct and reporting of an Umbrella review approach. Int J Evid Based Healthc. 2015;13(3):132-40. Associated ...

  20. (PDF) Critical Approaches to Writing Literature Reviews ...

    The literature review is a fundamental component of academic work, serving to synthesize existing knowledge, critique methodologies, and potentially generate new insights through reconceptualization.

  21. Step #3: Critical Appraisal

    How to Write a Literature Review; Step #3: Critical Appraisal; Search this Guide Search. ... This guide will assist in the development and structure for writing a literature review in a health sciences discipline. Skip to Main Content. The University of Manitoba campuses are located on original lands of Anishinaabeg, Cree, Ojibwe-Cree, Dakota ...

  22. Critical Appraisal of Clinical Research

    Critical appraisal is the course of action for watchfully and systematically examining research to assess its reliability, value and relevance in order to direct professionals in their vital clinical decision making [ 1 ]. Critical appraisal is essential to: Continuing Professional Development (CPD).

  23. Dissecting the literature: the importance of critical appraisal

    Critical appraisal allows us to: reduce information overload by eliminating irrelevant or weak studies. identify the most relevant papers. distinguish evidence from opinion, assumptions, misreporting, and belief. assess the validity of the study. assess the usefulness and clinical applicability of the study. recognise any potential for bias.

  24. Critical appraisal of published literature

    Critical appraisal of scientific literature is an important skill to be mastered not only by academic medical professionals but also by those involved in clinical practice. Before incorporating changes into the management of their patients, a thorough evaluation of the current or published literature is an important step in clinical practice.

  25. Understanding Literature Reviews & Critical Reading

    Critical writing is writing which analyses and evaluates information, usually from multiple sources, in order to develop an argument. A mistake many beginning writers make is to assume that everything they read is true and that they should agree with it, since it has been published in an academic text or journal. Being part of the academic community, however, means that you should be critical ...

  26. Sustainability

    This systematic literature review (SLR) examines the integration of circular economy (CE) principles into the agri-food supply chain over the past 20 years. The review aims to consolidate existing knowledge, identify research gaps, and provide actionable insights for future research. A comprehensive search across major databases yielded 1200 articles, which were screened, filtered, and ...